The Holy Roman Empire was a political entity in western Europe from 800 to
1806. It was initially known as the Empire in the West. In the 11th
century it was called the Roman Empire and in the 12th century the Holy
Empire. The title Holy Roman Empire was adopted in the 13th century.
Although the borders of the empire shifted greatly throughout its
history, its principal area was always that of the German states. From
the 10th century its rulers were elected German kings, who usually
sought, but did not always receive, imperial coronation by the popes in
Rome.
Background
The Holy Roman Empire was an attempt to revive the
Western Roman Empire, whose legal and political structure deteriorated
during the 5th and 6th centuries, to be replaced by independent kingdoms
ruled by Germanic nobles. The Roman imperial office was vacant after the
deposition of Romulus Augustulus in 476. During the turbulent early
Middle Ages the traditional concept of a temporal realm coextensive with
the spiritual realm of the church had been kept alive by the popes in
Rome. The Byzantine Empire, which controlled the provinces of the
Eastern Roman Empire from its capital, Constantinople (now ?stanbul,
Turkey), retained nominal sovereignty over the territories formerly
controlled by the Western Empire, and many of the Germanic tribes that
had seized these territories formally recognized the Byzantine emperor
as overlord. Partly because of this and also for other reasons,
including dependence on Byzantine protection against the Lombards, the
popes also recognized the sovereignty of the Eastern Empire for an
extended period after the enforced abdication of Romulus Augustulus.
Growing Tensions
With the coalescence of the Germanic tribes into
independent Christian kingdoms during the 6th and 7th centuries, the
political authority of the Byzantine emperors became practically
nonexistent in the West. The spiritual influence of the western division
of the church expanded simultaneously, in particular during the
pontificate (590604) of Gregory I. As the political prestige of the
Byzantine Empire declined, the papacy grew increasingly resentful of
interference by secular and ecclesiastical authorities at Constantinople
in the affairs and practices of the Western church. The consequent feud
between the two divisions of the church attained critical proportions
during the reign (71741) of the Byzantine emperor Leo III, who sought
to abolish the use of images in Christian ceremonies. Papal resistance
to Leo's decrees culminated (73032) in a rupture with Constantinople.
After severance of its ties with the Byzantine Empire, the papacy
nourished dreams of a revivified Western Empire. Some of the popes
weighed the possibility of launching such an enterprise and assuming the
leadership of the projected state. Lacking any military force or
practical administration, and in great danger from hostile Lombards in
Italy, the church hierarchy, abandoning the idea of a joint spiritual
and temporal realm, seemed to have decided to confer imperial status on
the then dominant western European power, the kingdom of the Franks.
Several of the Frankish rulers had already demonstrated their fidelity
to the church, and Charlemagne, who ascended the Frankish throne in 768,
had displayed ample qualifications for the exalted office, notably by
the conquest of Lombardy in 773 and by the expansion of his dominions to
imperial proportions.
The Western Empire
On December 25, 800, Pope Leo III crowned Charlemagne emperor. This
act established both a precedent and a political structure that were
destined to figure decisively in the affairs of central Europe. The
precedent established the papal claim to the right to select, crown, and
even depose emperors that was asserted, at least in theory, for nearly
700 years. In its primary stage, the resurrected Western Empire endured
as an effective political entity for less than 25 years after the death
of Charlemagne in 814. The reign of his son and successor, Louis I, was
marked by feudal and fratricidal strife that climaxed in 843 in
partition of the empire. For an account of the growth, vicissitudes, and
final dissolution of the Frankish realm, see FRANCE. Despite the
dissension within the newly created Western Empire, the popes maintained
the imperial organization and the imperial title, mainly within the
Carolingian dynasty, for most of the 9th century. The emperors exercised
little authority beyond the confines of their dominions, however. After
the reign (90524) of Berengar I of Friuli, also styled as king of Italy
or ruler of Lombardy, who was crowned emperor by Pope John X, the
imperial throne remained vacant for nearly four decades. The East
Frankish kingdom, or Germany, capably led by Henry I and Otto I, emerged
as the strongest power in Europe during this period. Besides being a
capable and ambitious sovereign, Otto I was an ardent friend of the
Roman Catholic church, as revealed by his appointment of clerics to high
office, by his missionary activities east of the Elbe River, and finally
by his military campaigns, at the behest of Pope John XII, against
Berengar II, king of Italy. In 962, in recognition of Otto's services,
John XII awarded him the imperial crown and title.
A Union of Germanic States
The empire in the West, at first an unstable union of Germany and
northern Italy and later a loose union of Germanic states, remained in
almost continuous existence for more than 800 years. During the
ItaloGerman phase, the empire played a significant role in central
European politics and ecclesiastical affairs. A central feature of this
period was the mortal struggle between the popes (notably Gregory VII)
and the emperors (notably Henry IV) for control of the church (see
Investiture Controversy). With the Concordat of Worms (1122), an
agreement between Emperor Henry V and Pope Callistus II, the emperor
relinquished the right of spiritual investiture, or installation of
bishops into ecclesiastical office. All the emperors were German kings,
and because imperial duties and ambitions inevitably required their full
attention, local German interests were neglected. As a result, Germany,
which might have been transformed into a strong centralized state,
degenerated into a multiplicity of minor states under aristocratic rule.
The agreement at Worms had removed one source of friction between church
and state, but through the 12th century the struggle for political
ascendancy continued. In 1157 Frederick I, called Frederick Barbarossa,
one of the greatest of emperors, first used the designation Holy Empire,
ostensibly to increase the sanctity of the Crown. Frederick, attempting
to restore and perpetuate the ancient Roman Empire, tried to suppress
both the restless nobles of Germany and the selfgoverning cities of
Italy. His interventions in the latter country were opposed by the
Lombard League and severely strained his relations with the papacy. Pope
Adrian IV insisted that Frederick held the empire as a papal fief, but
the emperor, who had the support of the German bishops, maintained that
his title to it came from God alone. During the almost two decades of
sporadic warfare in Italy that followed, Frederick was defeated at
Legnano (1176) by the cities of the Lombard League, and the cities thus
established their independence from further imperial authority. Emperor
Henry VI, who claimed the throne of Sicily through marriage, twice
invaded Italy and the second time (1194) made Sicily his in fact.
Emperor Frederick II renewed imperial efforts to vanquish the Italian
cities and the papacy in the 13th century, but he was unsuccessful. For
accounts of these and related events, see GERMANY; Guelphs and
Ghibellines; Italy. The Holy Roman Empire had little real importance
in European political and religious developments after the Great
Interregnum (125473). The death of Frederick II in 1250 left the
imperial throne vacant, and two rival candidates attempted to win
support for their claims. Frederick's son, Conrad IV, and William of
Holland first contended for the throne. In 1257 another imperial
election was followed by the crowning at Aachen of the English Richard,
earl of Cornwall, who was, however, unable to win control of the empire.
In effect, this signalized papal victory in the protracted struggle with
the empire. Beginning in 1273 with Rudolf I, the first of the Habsburg
dynasty, various German kings laid claim to the imperial title and, in
several instances, these claims were recognized by the popes. The office
was little more than honorary, however, and inasmuch as the empire
comprised a loose confederation of sovereign states and principalities,
imperial authority was nominal. Louis IV, who assumed the title in 1314,
successfully challenged the power of the papacy and for a brief period
restored the prestige of the empire. In 1356 Charles IV promulgated the
Golden Bull, which prescribed the form and procedure of imperial
election and enhanced the importance of the electors. During the reign
of Charles V, the empire encompassed territories as extensive as those
of Charlemagne; but dynastic rather than ecclesiastical principles
composed the chief cohesive element in the imperial structure of Charles
V. The medieval concept of a temporal state coextensive and in harmony
with the spiritual dominions of the church survived solely as a theory.
As the Protestant Reformation gained headway, even the theory lost
practical meaning. The unity of the empire was weakened in 1555 after
the Religious Peace of Augsburg permitted each free city and state of
Germany to exercise choice between the adoption of Lutheranism or
Catholicism. With the Peace of Westphalia in 1648, which ended the
Thirty Years' War, the empire lost all remaining sovereignty over its
constituent states and France became the leading power in Europe. In its
final phase the Holy Roman Empire served mainly as a vehicle for the
imperial pretensions of the Habsburgs, but it performed certain useful
functions, including the maintenance of a measure of unity among its
component states. The later emperors, all rulers of Austria and
concerned mainly with aggrandizement of their personal dominions, were
mere figureheads. Futile armed intervention against the French
Revolution constituted the last important venture of the empire in
European politics. Because of wellfounded fears that Napoleon I of
France intended to annex the imperial title, Francis II, the last of the
emperors, formally dissolved the empire on August 6, 1806, and
established the Empire of Austria. More recently, the concept of the
Third Reich (193445) held by Adolf Hitler asserted the empire's
continuity with the First Reich (9621806) and the Second Reich
(18711918).